FINRA

FINRA Clock Synchronization Regulations - Are You in Compliance?

In April 2016, the Securities and Exchange Commission approved a proposed rule change from the Financial Industry Regulatory Authority to tighten rules for clock synchronization at National Market System securities and over-the-counter equity securities firms. It's important for these companies to understand the changes and to have the right Network Time Protocol servers to maintain compliance. Firms have until Feb. 20, 2017 to comply.